Ekaton Wealth Management
Home // Governance and compliance
Ontario Securities Commission

Maintaining regulatory compliance is of utmost importance to Ekaton. Ekaton is registered as an Exempt Market Dealer with the Ontario Securities Commission, which regularly monitors the activities of its registrants, ensuring that it complies with securities regulations.

Ekaton commits to the following:

  1. Act in a professional and ethical manner at all times;
  2. Act for the benefit of clients;
  3. Act with independence and objectivity;
  4. Act with skill, competence and diligence;
  5. Communicate with clients in a timely and accurate manner.